Finra has proposed a pilot program for firms that want to continue remote inspections, in line with the seemingly permanent use of remote work.
A roundup of the week's fintech news for financial advisers.
The QDIA combines a target-date fund for younger individuals and Stadion’s StoryLine managed account service for participants aged 50 and older.
The wirehouse is also adding additional automation to its Shareworks and Equity Edge Online platforms.
Alison Dooher, head of digital adviser solutions at Schwab Advisor Services, gives a look at the brokerage's integration road map.
Firms are constrained by legacy technology stacks, and it's not easy for them to pivot and deliver the connected digital wealth experience their advisers want.
This month's roundup looks at Envestnet's acquisition of Redi2, Catchlight's new system to assess prospects and AssetMark's deal for Adhesion Wealth.
SEC, CFTC worried that messages were being completely lost and would ultimately make it harder to look for wrongdoing.
The executive had been appointed interim CEO in March after former CEO Ed O’Brien announced he was returning to Fidelity to lead institutional technology.
The two first quarters of this year showed some robos to be particularly resilient, according to the latest Robo Report from Condor Capital Wealth Management.
A roundup of this week’s fintech headlines includes a record year for Envestnet's college program and RIA in a Box partnering with LinkedIn on compliance.
The feature is designed to help plan participants and retirement plan advisers see the full wealth picture.
Both Modern Life and Farther closed $15 million funding rounds, suggesting technology for advisers is still seen as an attractive opportunity.
The organization of state regulators cautions about taking advice from social media financial influencers because of possible conflicts.
Some startups have already made moves to prepare for an extended bear market, but now the crunch is coming to more established fintech brands.
While the choppy market performance dented total platform assets, rising interest rates have boosted the spread the TAMP earns on cash held by its proprietary custodian.
Social media offers financial advisers a way to establish a personal brand and build connections with clients and prospects, but dealing with hot-button topics like abortion can be tricky.
Institutional investors will be able to use BlackRock's Aladdin investment management system to oversee their exposure to bitcoin along with assets such as stocks and bonds.
The app-based brokerage's reductions were concentrated in operations, marketing and program management functions.
The addition of Simon brings the total number of asset managers and product manufacturers on the iCapital platform to nearly 300, according to the company.
