Elements provides a mobile Scorecard app that evaluates a prospect’s financial data and provides an evaluation score across 12 measurements.
An expansive network of platforms and services has evolved that's designed to support breakaway brokers.
It's doubtful many advisors are doing the same due diligence into who produces conference apps and what safeguards are in place that they do with other pieces of their tech stack.
The investment manager said Retiree’s software will bolster its existing capabilities to create a more comprehensive suite of retirement income solutions.
According to the latest report from Schwab Advisor Services, RIAs need to jump on the growth train in order to keep pace.
For financial advisors, artificial intelligence can lead to deeper insights as AI models parse massive data sets, seeking meaningful patterns and signals amid millions of data points.
The Absolute Engagement Engine captures real-time input from prospects and clients as they interact with a wealth management firm.
The agency's document requests seek details on how firms monitor, review and retain 'off-channel' communications — all the way up to the senior executive level.
The First Ascent Asset Management TAMP will operate as a separately branded subsidiary of GeoWealth.
This month's highlights include Conquest's fundraising to prepare for its expansion into the US, Asset-Map's $6 million in Series B funding, and Wells Fargo's debut of app-based tool LifeSync.
The Toronto-based firm's new offering uses ESG data from MSCI to provide ratings, scores and various metrics for funds, portfolios and individual stocks.
The new service combines tax data and cost-basis reporting into a single offering for banks, broker-dealers and custodians.
As InvestmentNews opens its annual benchmarking survey for this year, we will be looking to the data for clues on inflation’s impact on wages and how it has translated to advisory practices.
The exposition hall was teeming with newly launched companies and fresh faces making their first appearance.
ChatGPT is in the 'experimental phase,' and it will be a while before the industry adopts the technology for retirement investing.
The proposal is similar to one the SEC released last year that focuses on investment advisors. The SEC also extended the comment period for the advisor proposal.
In less than two weeks, Altruist's custody business grows from zero to more than 3,000 RIA clients, with only Schwab and Fidelity having more RIA relationships.
The SEC's amendment to rule 17a-4 represents a tremendous opportunity to bring firms' record-keeping systems into the 21st century.
Answers to advisors' questions will be generated exclusively using Morgan Stanley's library of content and data.
Also at this year's conference, MoneyGuide founder Bob Curtis returns with a vision for a new fintech, while executives from Envestnet and Advisor Engine provide updates.
