Craig Zaleck and Mark Hogan, who manage $275 million as Bergen Point Wealth Management, have changed affiliations from First Allied, a unit of Cetera, to LPL Financial.
The two will operate through Independent Network of Consultants & Advisors, known as INC Advisors, a super office of supervisory jurisdiction for LPL.
Zaleck and Hogan, who are based in Bayonne, New Jersey, started their careers as CPAs.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
