Tim Vanderloo, who managed $200 million at Wells Fargo Advisors in Omaha, Nebraska, has moved to Silverleaf Wealth Management, an affiliate of LPL Financial.
Working though Silverleaf, Vanderloo will use LPL’s broker-dealer, hybrid registered investment adviser and custodial platforms.
Vanderloo has 21 years of experience, according to his BrokerCheck record, starting at Merrill Lynch in 2000.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
