Richard Stern and Jeffrey Stern, a father-son advisory duo managing $220 million at Robert W. Baird & Co., have moved to the employee channel of Raymond James Financial in Sarasota, Florida.
Richard Stern, a 45-year veteran of the securities business, had been with Baird for 11 years. Jeffrey, who has 23 years of experience in the business, was with Baird for nine years.
Thrivent Investment Management Inc. in May fired Nicholas Hale, according to his BrokerCheck profile.
About 70 bank and credit union advisors move to the Raymond James platform, while a $480M New Jersey team goes independent with LPL
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