A Scottsdale, Arizona-based team that managed $400 million in client assets at PlanMember Securities is affiliating with LPL Financial and aligning with Mariner Advisor Networks, LPL announced Thursday. One2One Wealth Strategies will use LPL’s broker-dealer, RIA and custodial platforms, the firm said.
One2One is led by its founders, Robert Young, Gavin Jensen and Adam Carlat. It has six other advisors: Austin Adams, Greg Geryak, Austin "Tex" Sigrist, Stephanie Schultz, Jeff Edwards, and George Fraunces. The team includes director of operations Larry Brodie, and five staff members.
Carlat said in a statement that One2One is focused on customer experience.
“By making this move, we will be able to elevate our service and enhance our offering by being able to work on more complex portfolios,” he said. “We appreciate that LPL’s integrated technology has one login and an easy, user-friendly interface for our clients to access information from anywhere they want. We also look forward to tapping into the experienced investment portfolio team at Mariner.”
Federal prosecutors say the scheme used fake investment accounts and a fictitious financial advisor to lure victims into romance-fueled fraud.
Morgan Stanley sought to claw back recruiting bonus money from Darryl Cohen.
Referrals from centers of influence may open the door, but the real key to success for advisors comes from clarity about their ideal clients and where they want to show up.
Three advisor groups overseeing more than $700M in combined client assets head to new firms.
New research finds most Americans fear a US retirement crisis, while skepticism grows toward AI financial advice and crypto in retirement plans.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
