Matt B. Irwin, an advisor in Dallas who manages $160 million in assets, has shifted his affiliation from Ameriprise to LPL Financial.
Irwin’s BrokerCheck report shows he has 24 years of experience, all with Amerprise Financial and a predecessor firm, IDS.
A staffer, Alicia Boone, is making the move to LPL with Irwin.
Irwin said the market volatility in the last two years triggered his search for a new firm.
“I really appreciate LPL’s independent platform where we have more investment choices and increased flexibility in how we serve clients,” he said in a statement. “I now have access to a wide range of products and services that will help us provide clients with differentiated experiences.”
Elsewhere, Wells Fargo Advisors adds a $400 million Morgan Stanley veteran in Naples as an ex-Cetera advisor goes independent with LPL
According to a federal charges Bradley Heppner, 60, received more than $150 million in payments through funneling money from GWG Holdings to a shell company.
A $1B fund allegedly skimmed 30% off the top, then swapped cash for locked-up stock.
Insiders allegedly rewrote projections three times in four days.
TCI Wealth Advisors also has also tapped JIFFYAI to unify onboarding and servicing, while TradePMR adds ICE market data to its Fusion advisor platform
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