Pacstar Financial Group, a four-adviser team that manages $420 million, has changed affiliation from Ameriprise Financial to LPL Financial.
Alan Kodama launched the Honolulu-based firm in 1987, and over the years acquired seven other practices. Pacstar also has offices in Kauai, Pearl City and Maui.
Kodama was joined in the move by advisers Thomas Lodico, John Araki and Rose Antonio, along with four office support members.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
