Independent broker-dealer Cetera has formed a council for financial professionals that aims to encourage diversity and inclusion in financial advice.
The group, formally known as the Diversity, Equity, Inclusion and Belonging Advisory Council, consists of 12 financial professionals from the Cetera network.
The council will be co-led by co-led by Fanci Worthington, a branch manager at Cetera, and Stephen Oliver, founder of Manhattan Ridge Advisors.
Its primary objectives, the company said in a release, are to raise awareness and advance diversity and inclusion efforts within Cetera and the profession as a whole, to develop financial professional resource groups to provide connection, to increase opportunities for those traditionally under-represented in the financial advice profession, and to connect with local communities through financial literacy outreach programs.
Elsewhere in Utah, Raymond James also welcomed another experienced advisor from D.A. Davidson.
A federal appeals court says UBS can’t force arbitration in a trustee lawsuit over alleged fiduciary breaches involving millions in charitable assets.
NorthRock Partners' second deal of 2025 expands its Bay Area presence with a planning practice for tech professionals, entrepreneurs, and business owners.
Rather than big projects and ambitious revamps, a few small but consequential tweaks could make all the difference while still leaving time for well-deserved days off.
Hadley, whose time at Goldman included working with newly appointed CEO Larry Restieri, will lead the firm's efforts at advisor engagement, growth initiatives, and practice management support.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.