Nicholas Troiano and Mathew Mattice, who oversaw client assets totaling $1.5 billion at TIAA, have moved to the employee channel of Raymond James in Colorado.
The two joined firm offices in Denver and Boulder in March, and now manage about $600 million.
They were joined in the move by client service associate Christine Blakely.
Troiano started his career at Buckman Buckman & Reid Inc. in 2000 and subsequently worked at CIBC World Markets, J.P. Morgan Securities, Hightower Securities and Morgan Stanley, according to his BrokerCheck report, before joining TIAA in 2015. Mattice worked for a decade at Lenox Advisors in New York before joining TIAA in 2019.
Elsewhere, Wells Fargo Advisors adds a $400 million Morgan Stanley veteran in Naples as an ex-Cetera advisor goes independent with LPL
According to a federal charges Bradley Heppner, 60, received more than $150 million in payments through funneling money from GWG Holdings to a shell company.
A $1B fund allegedly skimmed 30% off the top, then swapped cash for locked-up stock.
Insiders allegedly rewrote projections three times in four days.
TCI Wealth Advisors also has also tapped JIFFYAI to unify onboarding and servicing, while TradePMR adds ICE market data to its Fusion advisor platform
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