John Gill and Bryan Horner, who managed $975 million at Truist Investment Services in Virginia Beach, Virginia, have moved to the employee unit of Raymond James.
Truist was formerly known as BB&T Scott & Stringfellow.
Gill has 34 years of experience, according to his BrokerCheck report, and joined Scott & Stringfellow in 1989. Horner has 10 years of experience and joined BBT in 2014.
The two are joining Raymond James with their two-person staff. The team operates as Gill & Horner Wealth Management Group.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
