Adrian John, who managed $200 million at Edward Jones in Seattle, has gone independent and affiliated with Raymond James Financial Services, the firm's independent adviser channel, Raymond James said.
John began his career in finance in 2010 at Edward Jones after earning a degree in social work and operating a small business.
Client services staffer Katherine Bowers is joining John in the move.
“Our primary strength is helping clients to plan for and stay on track to meet their financial and retirement goals," John said in a statement. "Raymond James offers planning software which incorporates more complexity and nuance, enabling me to advise clients on these important matters with better accuracy."
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
