Louis Pelliccioni, Brice L. Pelliccioni and Amanda Pelliccioni, who jointly managed $200 million at Wells Fargo Advisors, have gone independent as Trilith Wealth Management and affiliated with LPL Financial.
They will use the firm’s broker-dealer and corporate RIA platforms, the latter through Independent Network of Consultants & Advisors (INC Advisors).
Trilith maintains offices in Morgantown, West Virginia, and Naples, Florida.
Lou Pelliccioni founded the business in 1985 and had been at Wells Fargo since 2003. His son Brice, who is working on a master’s degree in taxation, and his daughter-in-law Amanda joined the practice within the last few years after careers in the medical field.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.