Three solo practitioners who collectively managed $375 million at Wells Fargo Advisors Financial Network have established a firm and affiliated with LPL Financial.
Advisers Allen Lorenzi, Ira Shapiro and Michael Walker have formed Raintree Wealth Partners in Scottsdale, Arizona, and will use Stratos Wealth Partners as their office of supervising jurisdiction.
Raintree is a hybrid that will use LPL’s broker-dealer and registered investment adviser platforms.
RIA aggregator adds $4.8 billion in client assets across seven states as demand grows for alternatives to traditional succession models.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Shareholder targets FS KKR Capital's directors over alleged portfolio valuation and dividend missteps.
UBS has a history of costly litigation stemming from the sale of volatile investment products.
New director David Woodcock puts firms on notice over fees, conflicts, and liquidity risk as private credit shows signs of stress.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Growth may get the headlines, but in my experience, longevity is earned through structure, culture, and discipline
