Guy Rodgers, whose practice at Wells Fargo Financial Advisors Network managed $175 million, has affiliated with LPL Financial and will use its broker-dealer and corporate registered investment adviser platforms.
Rodgers, an attorney who began his securities career in 2008 at Edward Jones, moved to FiNet in 2016.
His firm, Guy Rodgers Private Wealth Strategies, is based in Mansfield, Texas.
“We needed to become a more agile and efficient organization,” said American Express CEO Stephen Squeri.
Examiners will scrutinize fee conflicts, complex products and super intelligence threats as broker-dealers face fresh Reg BI and AML reviews
New launches tackle succession planning, AI-driven email management and heir retention ahead of the great wealth transfer
For sellers weighing PE deals, due diligence shouldn't end with the offer on the table – the acquiring platform and the M&A advisor deserve a hard look as well.
South Carolina estate planning firm joins Osaic’s IBD network, citing succession planning tools and multigenerational growth resources.
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
