Four Wells Fargo reps managing $550 million go indie with Raymond James

Four Wells Fargo reps managing $550 million go indie with Raymond James
Each will operate his own businesses from one location in Roswell, Ga.
JUL 31, 2018

Four advisers collectively managing $550 million at Wells Fargo Advisors in suburban Atlanta have formed their own independent businesses and affiliated with Raymond James. The four, most of whom had spent decades with A.G. Edwards, a Wells Fargo Advisors predecessor, will operate from one location in Roswell, Ga. The father-and-son team of James Broadway Sr. and James Broadway Jr. have formed Broadway Financial Group. The senior Mr. Broadway began his career in financial services 34 years ago at A.G. Edwards, where he served as branch manager of the Roswell and Alpharetta offices. The younger Mr. Broadway joined his father at the firm in 2014. Kyle Evens, operating as Evens Wealth Management, joined A.G. Edwards 30 years ago. Kent Nuzum, who started Nuzum Wealth Management, has more than 21 years of industry experience, starting with Morgan Stanley in 1996 and transitioning to A.G. Edwards in 2005. William Perkins, of Perkins Wealth Strategies, began his career with A.G. Edwards in 1982 and later served as an assistant branch manager.

Latest News

Advisor moves: Equitable and Raymond James nab veterans from rival BDs
Advisor moves: Equitable and Raymond James nab veterans from rival BDs

The defectors from Cetera, Lincoln Investments, and DA Davidson strengthen the firms' presence across the Eastern and Western US.

Are you one of the promising wealth management talents under 40?
Are you one of the promising wealth management talents under 40?

InvestmentNews is searching for the country's emerging young talents.

RIA moves: Focus Financial, Cerity Parners notch firsts with latest additions
RIA moves: Focus Financial, Cerity Parners notch firsts with latest additions

Focus gets back to external M&A after its January rebrand, while Cerity enters the Arizona market with a veteran planning-focused team.

SEC seeking sanctions for former Florida investment advisor over alleged $17M client fraud
SEC seeking sanctions for former Florida investment advisor over alleged $17M client fraud

Complaint details near decade-long scheme raising almost $40 million from dozens of clients, including Venezuelan nationals, Catholic dioceses, and elderly individuals.

Cetera taps Envestnet alum to head RIA growth platform
Cetera taps Envestnet alum to head RIA growth platform

A veteran with more than two decades of experience, Andina Andreson represents the latest in a string of recent leadership changes at the firm.

SPONSORED Beyond the dashboard: Making wealth tech human

How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave

SPONSORED The evolution of private credit

From direct lending to asset-based finance to commercial real estate debt.