Bialke Financial Partners, which managed $150 million at Lincoln Financial Advisors in Virginia, Minnesota, has affiliated with LPL Financial’s broker-dealer and will use LPL as its custodian.
The firm will operate as the investment arm of the American Bank of the North and use Financial Resources Group Investment Services as its office of supervisory jurisdiction.
Founded in 1947, the Bialke team includes advisors Christopher Bialke, Dan Rabideaux, Jeremy Bateman and Alyssa Droste, and office manager Mercedeez Samson.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
