Ten advisers in teams managing nearly $1.4 billion have joined Janney Montgomery Scott from two wirehouses.
A team of four advisers — George MacKenzie, Paul LoFurno, Robert Cappelli and David Grahn, who managed more than $560 million at Wells Fargo — joined Janney in Philadelphia. They join with Jeanne Willits, their client associates.
The Butera Jordan Bender Hendricks Group, a four-person team managing $575 million at Merrill Lynch, joined Janney in Kingston, Pennsylvania. The team consists of Peter Butera, Steven Jordan, Brad Bender and Mandie Hendricks, as well as associates Marcyanna Horvath and Tracy Smithnosky.
In Ponte Vedra, Florida, the Graves Tidwell Wealth Advisory Group, which managed more than $250 million at Wells Fargo, joined Janney. The group consists of advisers Michael Graves and Jeffrey Tidwell, and their senior associates, Linda Wall and Dawn Bloom.
Meanwhile, DPL Financial Partners adds two annuity executives and Prime Capital Financial hires a Mid-Atlantic retirement plan consultant
Andrew Komarow pleaded guilty Thursday in federal court in Hartford to defrauding three financial services companies of close to $3.3 million.
Elsewhere, Cetera picks up a $210 million Connecticut team from MML, while Wells Fargo FiNet adds a San Diego family practice from LPL
Celebrity endorsements, $500M in claimed assets, and a state regulator stepping in.
“We needed to become a more agile and efficient organization,” said American Express CEO Stephen Squeri.
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