@newsfromIN Finra panel on nontraded REIT valuations: $10 per share, $10, $10then, WHOOPS, it's $5. That is something we'd like to change.
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
@newsfromIN Finra panel: Small BDs sometimes get shut out of due diligence process when asking about nontraded REITs. #Finra
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
@newsfromIN Finra working on new system in which BDs file PP memorandum with regulators 15 days after brokers sell the deal. #Finra
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
Survey research reveals just three-tenths trust AI-generated recommendations, bolstering the case for lasting human relationships with advisors.
Advyzon has launched a new hub for professionally managed model portfolios, while SS&C unveiled a unified suite of wealth solutions under the Black Diamond banner.
Former LA-based advisor James Arthur McDonald Jr. is facing federal prison time for defrauding investors out millions of dollars in a Ponzi-like scheme after a failed anti-America bet.
Meanwhile, Ameriprise has lured a 28-year veteran advisor away from Merrill in Pennsylvania, and taken over a bank-based investment program from Osaic in Michigan.
The executive order directed at the Department of Labor and the Securities and Exchange Commission also gives an opening to cryptocurrencies and other alternative investments.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
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