@newsfromIN Finra panel on nontraded REIT valuations: $10 per share, $10, $10then, WHOOPS, it's $5. That is something we'd like to change.
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
@newsfromIN Finra panel: Small BDs sometimes get shut out of due diligence process when asking about nontraded REITs. #Finra
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
@newsfromIN Finra working on new system in which BDs file PP memorandum with regulators 15 days after brokers sell the deal. #Finra
— Bruce Kelly (@BDNEWSGUY) May 22, 2012
The Reddit trading community's formal comment letter against the proposal is drawing widespread attention across finance and tech circles.
RIA aggregator adds $4.8 billion in client assets across seven states as demand grows for alternatives to traditional succession models.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Shareholder targets FS KKR Capital's directors over alleged portfolio valuation and dividend missteps.
UBS has a history of costly litigation stemming from the sale of volatile investment products.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Growth may get the headlines, but in my experience, longevity is earned through structure, culture, and discipline
