LPL Financial said Wednesday that an advisor who had managed $300 million in assets at Stifel Financial has joined the firm.
Scottsdale, Arizona-based Nate Carlon operates as Carlon Wealth Advisors.
Carlon has 19 years of experience, according to his BrokerCheck profile, having started in the industry at Compass Brokerage in 2004. Prior to joining Stifel in 2015, he was affiliated with Axa Advisors from 2011 to 2015.
Carlon’s joined in the move by two staffers: Lora McLaughlin and Jono Carlon, who is his brother.
“We felt LPL provides the best flexibility and resources to help our clients navigate change,” Carlon said in a statement. “We were especially drawn to LPL’s focus on driving advisor success, which in turn drives success for the clients. Additionally, LPL’s integrated platform gives us the greatest amount of flexibility to build out our firm in a manner that we feel best suits our clients.”
Mara Glassel and Julie Fox will co-lead the fast-growing hybrid RIA’s ultra-high-net-worth and private wealth businesses.
The banking giant's wealth arm extends its revenue streak as it pushes to exit consent orders weighing on growth since 2020.
New Allspring research finds 401(k) participants want guidance on income and rollovers, not just portfolio automation.
Aging homeowners hold record housing wealth - but most advisors still aren't bringing it into retirement plans
$1.7M invested from an inheritance. Then the phone went dead.
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
