Winston Wealth Advisors, a hybrid managing $300 million with offices in Lubbock and Dallas, Texas, has switched its broker-dealer affiliation and registered investment adviser platform to LPL.
The firm joins from Securities America, which is part of the Advisor Group network of broker-dealers, and it is the second team in a week making the same affiliation change.
Last Thursday, JFC Financial Services, with 100 advisers and a reported $3 billion in assets, completed its move to LPL. The firm's CEO described Advisor Group's private-equity ownership as "a big negative."
David Winston founded his company 25 years ago and has since purchased two practices from retiring advisers. The business includes financial professionals Dianna Dunlap, Ashley Hougland, Tara Kincaid and Jacob Winston, David’s son. Cassie Hererra provides client support.
Complaint details near decade-long scheme raising almost $40 million from dozens of clients, including Venezuelan nationals, Catholic dioceses, and elderly individuals.
A veteran with more than two decades of experience, Andina Andreson represents the latest in a string of recent leadership changes at the firm.
The latest additions to RBC's long history of attracting billion-dollar UBS teams have bolstered its presence in Boise, Idaho.
The controversial hedge fund manager fails to stop the SEC from moving forward with a potential industry ban, after a federal judge rejects constitutional claims.
Wall Street titan rebuffs allegations by Dutch prosecutors.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
