Douglas Chin, who managed $200 million at Morgan Stanley in Red Bank, New Jersey, has gone independent and affiliated with LPL Financial’s broker-dealer and corporate registered investment adviser platforms through Gladstone Wealth Partners.
Gladstone is an LPL super office of supervisor jurisdiction.
Chin had been with Morgan Stanley for nine years and, earlier, spent 24 years with Merrill Lynch.
As a tsunami of retirees comes crashing in, three-fifths of those surveyed believe – wrongly – that the federal safety net will cover their LTC needs.
Counting advisor moves in and out of firms requires some art as well as science.
Orion's latest update, a partnership with 11th.com, focuses on an underserved area of compliance for advisors and wealth firms.
The latest arrivals, including a 10-advisor ensemble from Ameriprise, bolster the firm's independent contractor and employee advisor channels.
The firm has also appointed Mike Downing and Sean Brennan as co-presidents to its US operations as it looks to proceed with an ambitious five-year growth plan.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
