Raymond James announced that a four-adviser team that had managed $580 million at Wells Fargo is joining Raymond James & Associates, the firm’s employee adviser channel, in Monroeville, Pennsylvania.
Brian Heberle, Dustin Helm, John Ferguson and Craig Cacini will operate as Heberle Helm Ferguson Group of Raymond James. They are joined in the move by two staffers, Leslie J. Hewitt and Jeffrey Weaverling.
“We were attracted to Raymond James by the technology and financial planning tools that will enable us to expand upon and enhance the value we provide to our clients,” Heberle said.
Heberle has 26 years of experience, according to his BrokerCheck record, having started at Wheat First Securities in 1995. He had been affiliated with Wells Fargo since 2009.
Helm has 29 years of experience. He started at Lehman Brothers in 1993 and had been affiliated with Wells Fargo since 2009.
Ferguson has 36 years of experience, beginning at First Jersey Securities in 1986, and was affiliated with Wells Fargo since 2009.
Craig Cacini has seven years of experience, all at Wells Fargo.
A $141M judgment and a federal asset freeze collide over one shrinking pool
The firm's CFO and EVP of Wealth Management Solutions are the latest executives to exit the broker-dealer.
Clients are saying they would consider switching advisors if another professional offered estate planning services, according to a new Trust & Will survey.
CEO Laurel Taylor says the fintech's composable AI stack helps workers optimize dollars across Trump Accounts, 529s, 401(k)s, and other employee benefits.
The bank has swiped three private banking veterans from BNY as the city climbs the ranks of America's fastest-growing wealth hubs.
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
Direct indexing is on pace to outgrow ETFs and mutual funds. Northern Trust's Ken Lassner explains why the advisors who get it wish they had started sooner.
