Four Texas advisers who collectively manage $567 million have affiliated with the independent unit of Raymond James.
Steve Jumper and his associates Carla Hancock and Marti Hall, who operate as Jumper & Associates Financial Services, had managed $121 million at Wells Fargo in Texarkana. Jumper has 30 years experience, according to his BrokerCheck profile, and had been affiliated with Wells Fargo since 2015, after starting at Edward Jones in 1991.
William Pettit, who managed $151 million at Wells Fargo, is based in El Paso. According to BrokerCheck, he'd been with Wells Fargo since 1998.
Tim Wilson and Joseph Logsdon, based in Lewisville, were formerly affiliated with LPL Financial and manage approximately $295 million. Wilson had been affiliated with LPL since 2003 and Logsdon since 2005, according to BrokerCheck.
The "Crypto Mom" departure would leave the SEC commission with just two members and no Democratic commissioners on the panel.
IFP Securities’ owner, Bill Hamm, has a long-term plan for the firm and its 279 financial advisors.
Meanwhile, a Osaic and Envestnet ink a new adaptive wealthtech partnership to better support the firm's 10,000-plus advisors, and RIA-focused VastAdvisor unveils native integrations with leading CRMs.
A former Alabama investment advisor and ex-Kestra rep has been permanently barred and penalized after clients he promised to protect got caught in a $2.6 million fraud.
As more active strategies get packaged into the ETF wrapper, advisors and investors have to look beyond expense ratios as the benchmark for value.
Wellington explores how multi strategy hedge funds may enhance diversification
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
