Two Houston-based advisers who had managed about $350 million in assets at Wells Fargo are joining Raymond James' channel for independent advisers, Raymond James Financial Services, the company announced.
Brandon Glasscock and Mandy Haskell are also joining Wealth Partners Alliance, which is a partnership of independent advisers affiliated with Raymond James. They’re joined in the move by staffer Sara Ferrell.
Glasscock began his career at Ameritas in 2000 and had been affiliated with Wells Fargo since 2007.
Haskell started at Commonwealth Financial Network in 2006 and joined Wells Fargo in 2018.
From building trust to steering through emotions and responding to client challenges, new advisors need human skills to shape the future of the advice industry.
"The outcome is correct, but it's disappointing that FINRA had ample opportunity to investigate the merits of clients' allegations in these claims, including the testimony in the three investor arbitrations with hearings," Jeff Erez, a plaintiff's attorney representing a large portion of the Stifel clients, said.
Chair also praised the passage of stablecoin legislation this week.
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Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
