RBC said that it recruited a pair of advisers with $245 million in assets under management to join its branch in Albuquerque, New Mexico. The duo had been affiliated with Maplewood Investments.
John Goodwin has four decades of industry experience, having joined E.F. Hutton in 1979. The other adviser, Scott Schroeder, started his career in 2010 at Ronin Capital.
A client associate, Sarah Thomas, is also making the move to RBC.
“We needed to become a more agile and efficient organization,” said American Express CEO Stephen Squeri.
Examiners will scrutinize fee conflicts, complex products and super intelligence threats as broker-dealers face fresh Reg BI and AML reviews
New launches tackle succession planning, AI-driven email management and heir retention ahead of the great wealth transfer
For sellers weighing PE deals, due diligence shouldn't end with the offer on the table – the acquiring platform and the M&A advisor deserve a hard look as well.
South Carolina estate planning firm joins Osaic’s IBD network, citing succession planning tools and multigenerational growth resources.
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
