Three accountant-advisers who manage $175 million as West Texas WealthCare have switched their broker-dealer affiliation to LPL Financial from Avantax Investment Services, which is part of Blucora. Working through JFC Financial, an LPL office of supervisory jurisdiction, West Texas also will use LPL’s registered investment adviser.
Cassandra Fillingim, Elaine McNair and Michael Gardiner, all certified public accountants, formed the business about 10 years ago and are now supported by a five-member office staff. The firm has four offices in Texas, in Canadian, Lubbock, Big Spring and San Angelo.
The firm specializes in tax-centric financial advice and wealth management for ranchers, small businesses and widows working through the estate process.
Meanwhile, Raymond James bolstered its employee advisor arm with an industry veteran who previously oversaw $750 million at Stifel.
Staffing shortfalls, new policies, and increased demand for clarity create potential speed bumps for tax planning and compliance.
Osaic's expanded partnership with the Arizona-based firm advances its broader strategy to offer succession-focused planning solutions to retiring advisors.
Focus is reportedly on a three year period from 2021-2024.
But economists say inflation impact may come in lower than expected.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
