Michael Brown, who heads a three-adviser team that managed $300 million at UBS in Clayton, Missouri, has gone independent and affiliated with Raymond James.
The team, which includes two staff members, operates as Mike Brown Financial Group of Raymond James.
Since 1994, Brown has hosted a financial radio talk show in St. Louis. He started his career by hosting a nightly personal finance segment on a local TV newscast in 1986. He became a registered representative in 1990 and moved to UBS in 2000.
Meanwhile, DPL Financial Partners adds two annuity executives and Prime Capital Financial hires a Mid-Atlantic retirement plan consultant
Andrew Komarow pleaded guilty Thursday in federal court in Hartford to defrauding three financial services companies of close to $3.3 million.
Elsewhere, Cetera picks up a $210 million Connecticut team from MML, while Wells Fargo FiNet adds a San Diego family practice from LPL
Celebrity endorsements, $500M in claimed assets, and a state regulator stepping in.
“We needed to become a more agile and efficient organization,” said American Express CEO Stephen Squeri.
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
