Chuck Crist, Chuck Gillingham and Ryan H. Jones, who managed $500 million at BB&T Securities in St. Augustine, Florida, have moved to Raymond James & Associates, the firm’s employee adviser channel.
The advisers’ team, which includes a staff of three, operates as Veritas Wealth Management of Raymond James.
The team’s three advisers each have more than 20 years of experience at firms including Wells Fargo Advisors and BB&T Securities.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
