Brian Wall and Joe Nastasi, whose separate businesses at Wells Fargo Advisors Financial Network collectively manage $315 million, have affiliated with LPL.
Wall has spent 44 years as an adviser and producing branch manager. He went independent in 2012. Nastasi, trained as an engineer, worked at IBM before turning his hobby of investing into a career.
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With the move to LPL, the advisers will merge their independent offices in the Kansas City, Mo., metropolitan area.
The move to charge data aggregators fees totaling hundreds of millions of dollars threatens to upend business models across the industry.
The latest snapshot report reveals large firms overwhelmingly account for branches and registrants as trend of net exits from FINRA continues.
Siding with the primary contact in a marriage might make sense at first, but having both parties' interests at heart could open a better way forward.
With more than $13 billion in assets, American Portfolios Advisors closed last October.
Robert D. Kendall brings decades of experience, including roles at DWS Americas and a former investment unit within Morgan Stanley, as he steps into a global leadership position.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
