Brian Wall and Joe Nastasi, whose separate businesses at Wells Fargo Advisors Financial Network collectively manage $315 million, have affiliated with LPL.
Wall has spent 44 years as an adviser and producing branch manager. He went independent in 2012. Nastasi, trained as an engineer, worked at IBM before turning his hobby of investing into a career.
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With the move to LPL, the advisers will merge their independent offices in the Kansas City, Mo., metropolitan area.
RIA aggregator adds $4.8 billion in client assets across seven states as demand grows for alternatives to traditional succession models.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Shareholder targets FS KKR Capital's directors over alleged portfolio valuation and dividend missteps.
UBS has a history of costly litigation stemming from the sale of volatile investment products.
New director David Woodcock puts firms on notice over fees, conflicts, and liquidity risk as private credit shows signs of stress.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Growth may get the headlines, but in my experience, longevity is earned through structure, culture, and discipline
