Jeffrey Schiffman, who managed $150 million at UBS Financial, has joined the recently formed employee unit of LPL Financial in Palm Beach Gardens, Florida.
LPL's employee unit, Linsco, revives branding that was part of the firm’s original name, Linsco Private Ledger.
Schiffman has 20 years of experience, according to his BrokerCheck report, and had been affiliated with UBS since 2009.
RIA aggregator adds $4.8 billion in client assets across seven states as demand grows for alternatives to traditional succession models.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Shareholder targets FS KKR Capital's directors over alleged portfolio valuation and dividend missteps.
UBS has a history of costly litigation stemming from the sale of volatile investment products.
New director David Woodcock puts firms on notice over fees, conflicts, and liquidity risk as private credit shows signs of stress.
As technical expertise becomes increasingly commoditized, advisors who can integrate strategy, relationships, and specialized expertise into a cohesive client experience will define the next era of wealth management
Growth may get the headlines, but in my experience, longevity is earned through structure, culture, and discipline
