An advisor who had managed $315 million of client assets at UBS Financial Services has joined Raymond James & Associates, the firm’s employee advisor channel, Raymond James announced Monday.
Steven M. Rozencwaig will join the firm’s Manhattan office.
Rozencwaig, whose practice focuses on high-net-worth individuals and their families and businesses, had been affiliated with UBS since 2005. He has 31 years of experience, having started his career at Kidder Peabody in 1991.
“What attracted me to Raymond James is the ability to service high-net-worth clients at a powerful institution and do so very efficiently within a highly regulated environment,” Rozencwaig said in a statement. “While Raymond James’ vast experience with domestic clients is quite evident, the infrastructure and technology in place to work with all clients regardless of location is impressive.”
NFP data shows an engagement gap is holding back retirement readiness despite high trust.
Alan Feutz leaves the wirehouse in Illinois, while a team of five make a break from their Connecticut firm.
“The White House has extremely strict ethical guidelines with respect to issues like this,” said Press Secretary Karoline Leavitt.
Just how much does it cost for a financial advice exec to stay out of prison?
The advisor both prices FSK's private loans and gets paid on those prices, the suit claims
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
