David Winchell, who managed $265 million at UBS Financial Services in Las Vegas, has formed the Winchell Financial Group and affiliated with LPL Financial.
In affiliating with LPL’s broker-dealer and using its corporate registered investment advisor platform, Winchell chose to use specialized services that LPL can provide to breakaway brokers, including support for daily operations and long-term business management.
The firm's client service and operations manager, Angie Tomassetti-Ferrin, made the move along with Winchell.
Winchell joined UBS in 2010. He started his securities career in 1996.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
The industry group and other financial associations called out risks from premature disclosures, overreporting, and bad actors weaponizing the rule's requirements.
In regards to the new fund, called WVB All Markets Fund, Morningstar analysts wrote that, “despite the brand-name pedigree of the asset managers involved, most of these strategies are untested.”
New Broadridge survey reveals surge in AI investments, with a third of respondents expecting a payoff within six months.
The latest launches in 2025, which include leveraged strategies, cryptocurrency, and active funds, mark a sharp turn from the passive revolution envisioned by Jack Bogle.
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From direct lending to asset-based finance to commercial real estate debt.
