Two hybrids based in Southeastern Michigan, Baldwin Capital Management of Northville and Langdon Capital Management of Clarkston, have switched affiliations from Voya Financial Advisors to LPL Financial. The two firms work as partners and manage $350 million.
They will use LPL’s broker-dealer and corporate registered investment adviser platforms and employ LPL as custodian.
Advisers Scott Baldwin, Bill Langdon, Todd Sander and Andrew Baldwin specialize in 401(k) plans, and have morphed their business into a wealth management practice focused heavily on financial education and retirement coaching.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
