A three-person team managing $275 million at Wells Fargo Advisors in Denver has joined Baird.
The team, which operates as the Arnold & Tai Group, includes advisers John Arnold and Jessica Tai and client specialist Lisa Peterson.
Arnold has 39 years of experience, according to his BrokerCheck report, and had been affiliated with Wells Fargo since 2000. Tai has eight years of experience and joined Wells Fargo in 2017.
Eric J. Stone was fired by Fidelity in 2021 after facing claims he took loans from clients.
Chicago-based Curi Capital gets new majority owner as $14 billion RIA eyes acquisitions and expanded family office services
Partnership pairs organic lead detection with paid ad targeting to help end "spray-and-pray" marketing for growth-seeking advisory firms.
Jonathan Lewis joins the wealth management giant as it proceeds with a $2 billion AI and technology push for advisors.
Once focused on retirees, pre-retirees and risk-conscious investors, the category has widened into a wider toolkit to help reassure clients in choppy markets.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
