Pierson Wealth Management, a Santa Clarita, California-based firm managing $122 million, has changed its broker-dealer affiliation to Cetera Advisors from LPL Financial.
Ivy Pierson, who heads the firm, started her brokerage career at Morgan Stanley in 2000 and went independent in 2007, affiliating with Woodbury Financial. She became affiliated with LPL in 2017.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
