A team of advisers managing $300 million that had been affiliated with MassMutual has joined Cetera’s branch community, Cetera Investors, the firm announced Tuesday.
Skafco, based in Dublin, Ohio, is led by Rod Skaf and Wayne Niles.
Skaf splits his time between Dublin and Dallas. He has 25 years of experience, according to his BrokerCheck report.
Niles, who has more than 33 years of experience, focuses on investment management.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
