Raymond James welcomed financial adviser Amy Wasser, who previously managed approximately $275 million in client assets at Edward Jones, to Raymond James Financial Services Inc., its independent adviser channel, the company announced Wednesday.
Wasser’s team at Wasser Wealth Management, which is based in Pleasant Hill, California, includes client relationship managers Melinda Fairweather and Laura Kurtzer. The team serves a variety of clients including business owners, families, retirees, women investors and individuals with sudden wealth.
Wasser worked for more than 22 years at Edward Jones. She holds the AAMS professional designation and certified financial planner certification.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
