Two Houston-based advisers who had managed about $350 million in assets at Wells Fargo are joining Raymond James' channel for independent advisers, Raymond James Financial Services, the company announced.
Brandon Glasscock and Mandy Haskell are also joining Wealth Partners Alliance, which is a partnership of independent advisers affiliated with Raymond James. They’re joined in the move by staffer Sara Ferrell.
Glasscock began his career at Ameritas in 2000 and had been affiliated with Wells Fargo since 2007.
Haskell started at Commonwealth Financial Network in 2006 and joined Wells Fargo in 2018.
By listening for what truly matters and where clients want to make a difference, advisors can avoid politics and help build more personal strategies.
JPMorgan and RBC have also welcomed ex-UBS advisors in Texas, while Steward Partners and SpirePoint make new additions in the Sun Belt.
Counsel representing Lisa Cook argued the president's pattern of publicly blasting the Fed calls the foundation for her firing into question.
The two firms violated the Advisers Act and Reg BI by making misleading statements and failing to disclose conflicts to retail and retirement plan investors, according to the regulator.
Elsewhere, two breakaway teams from Morgan Stanley and Merrill unite to form a $2 billion RIA, while a Texas-based independent merges with a Bay Area advisory practice.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
