Kevin Cooper, who managed $464 million at Morgan Stanley in Boca Raton, Florida, has joined Raymond James & Associates, the employee unit of Raymond James.
Cooper heads Cooper Family Office Consulting of Raymond James, which specializes in intergenerational wealth management, Raymond James said in a press release. He is joined by senior registered client service associate Jean Panarello.
Cooper, who had been with Morgan Stanley since 2013, earlier spent seven years with UBS and 10 years with Merrill Lynch. He began his career in 1992.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
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From direct lending to asset-based finance to commercial real estate debt.
