Peter Carmack, who managed $510 million at Wells Fargo Advisors in Overland Park, Kansas, has gone independent and affiliated with LPL Financial.
His new practice, Carmack Capital Management, is based in Lees Summit, Missouri, LPL Financial said in a press release Tuesday.
Carmack was with Wells Fargo for 12 years after spending nine years with Morgan Stanley and a predecessor firm. He began his securities career in 1993 at H&R Block Advisors.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
