Michael Gavett, who managed $265 million at B. Riley Wealth Management in Dallas, has joined the Linsco employee-broker unit of LPL Financial.
He will open a new office for the firm in Dallas and will operate as Bespoke Private Wealth.
Gavett, who was with B. Riley for two years, began his securities career in 1996 at Edward Jones.
Carson Group's Dani Fava, Jason Pereira of Woodgate Financial, and Sally George of Convergency Partners led the raise as the growth-tech startup builds out its AI platform and leadership bench.
New teams from William Blair, Ameriprise and UBS bring more than $560 million in combined client assets to the firm's employee and independent channels.
Regulators this year approved UBS Bank USA’s conversion to a nationally chartered bank.
How a subprime lender’s car-loan bonds allegedly unraveled before bankruptcy.
Retirees without an updated plan report nearly 70% moderate-to-high stress – and advisors have room to close the gap.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
