Bruce and Dawn Cramer, whose Cramer Capital Management manages $140 million in Kansas City, Missouri, have reaffiliated with Cetera Financial Group after eight years with Commonwealth Financial Network.
Bruce Cramer began his advisory career in 1988, according to his BrokerCheck report, and Dawn Cramer started in 2007.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
