Chad R. Bester, who managed $300 million at Wells Fargo Advisors in Minneapolis, has joined Mount Yale Capital Group as an equity partner and senior vice president of investments. He also will serve on Mount Yale’s executive leadership team, the firm said in a release.
Bester and his team operate as Bester Wealth Management.
Bester spent almost 19 years at Wells Fargo, joining the firm in 2002.
Despite a lighter regulatory outlook and staffing disruptions at the SEC, one compliance expert says RIA firms shouldn't expect a "free pass."
FINRA has been focused on firms and their use of social media for several years.
RayJay's latest additions bolster its independent advisor channel's presence across Pennsylvania, Florida, and Washington.
The deal ending more than 30 years of ownership by the Swiss bank includes six investment strategies representing more than $11 billion in AUM.
Divorce, widowhood, and retirement are events when financial advisors may provide stability and guidance.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
From direct lending to asset-based finance to commercial real estate debt.
