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What you need to know for the week ahead
RIAS INDUSTRY NEWS SEP 18, 2023
What you need to know for the week ahead

Cheap IPOs, home prices and what's the Fed going to do?

By Matthew Sellers
Citi takes significant step in revolutionizing the global bond market
INVESTING FIXED INCOME SEP 18, 2023
Citi takes significant step in revolutionizing the global bond market

Wall Street firm says it is investing in the future of digital financial market infrastructure.

By Steve Randall
Markets prep for big week of rates, data
RIAS INDUSTRY NEWS SEP 18, 2023
Markets prep for big week of rates, data

US, Japan, UK rates among key events this week.

By Bloomberg
2024 to be a tough one for equities, says Morgan Stanley
INVESTING EQUITIES SEP 18, 2023
2024 to be a tough one for equities, says Morgan Stanley

Bearish strategist Michael Wilson sees challenging times ahead for riak assets.

By Bloomberg
Can investors still rely on strategists?
RIAS INDUSTRY NEWS SEP 18, 2023
Can investors still rely on strategists?

Many have been forced to admit they got forecasts wrong in 2023.

By Bloomberg
How to win with EMs right now
RIAS INDUSTRY NEWS SEP 18, 2023
How to win with EMs right now

A winning strategy for emerging market investing is becoming clearer.

By Bloomberg
Credit Suisse, BofA debt swaps under scrutiny
RIAS INDUSTRY NEWS SEP 18, 2023
Credit Suisse, BofA debt swaps under scrutiny

Probe will consider if bond deals amount to 'bluewashing'.

By Bloomberg
SEC regulations give 'short shrift' to potential cost for small advisors
RIAS INDUSTRY NEWS SEP 15, 2023
SEC regulations give 'short shrift' to potential cost for small advisors

Investment Adviser Association files petition pushing agency to make number of staff, not AUM, the deciding factor in defining a firm as 'small.'

By Mark Schoeff Jr.
No office, no asset minimum, no problem
RIAS PRACTICE MANAGEMENT SEP 15, 2023
No office, no asset minimum, no problem

Valkyrie Financial's Sarah Paulson wants to help fellow millennials and empower women.

By Emile Hallez
Build your network to scale your growth
RIAS INDUSTRY NEWS SEP 15, 2023
Build your network to scale your growth

InvestmentNews Women to Watch judge and CEO of Girls Who Invest explains how she helps women enter the field of asset management.

By Manal Ali
Schwab says TD integration depressed client inflows
RIAS INDUSTRY NEWS SEP 15, 2023
Schwab says TD integration depressed client inflows

Firm's new money in August 'temporarily impacted by asset attrition from clients originating at Ameritrade,' CFO says in a statement.

By Bloomberg
Diverse Americans are returning to financial advisors for retirement planning
ADVISOR NEWS RETIREMENT PLANNING SEP 15, 2023
Diverse Americans are returning to financial advisors for retirement planning

But there is still a belief among many Americans that financial advisors cost too much.

By Steve Randall
Fractional shares are back: Wells Fargo launches Stock Fractions
RIAS INDUSTRY NEWS SEP 15, 2023
Fractional shares are back: Wells Fargo launches Stock Fractions

WellsTrade clients can start investing for as little as $10.

By Josh Welsh
Former Cetera advisor rejoins team
ADVISOR NEWS INDEPENDENT BROKER DEALERS SEP 15, 2023
Former Cetera advisor rejoins team

Anne Crabbe was formerly with firm in 2021.

By Josh Welsh
China adds more cash to economy to fuel recovery
RIAS INDUSTRY NEWS SEP 15, 2023
China adds more cash to economy to fuel recovery

Central bank hopes to build on positive signs for the world’s second-largest economy.

By Bloomberg
Private markets essential to investing success, says BlackRock
RIAS INDUSTRY NEWS SEP 15, 2023
Private markets essential to investing success, says BlackRock

Institutions are allocating as much as 50% of their portfolios to private markets.

By Bloomberg
ECB believes 4% will be enough to tame inflation
RIAS INDUSTRY NEWS SEP 15, 2023
ECB believes 4% will be enough to tame inflation

Europe's central bank may have reached peak rates.

By Bloomberg
Abu Dhabi royal launches $50B global investment fund
RIAS INDUSTRY NEWS SEP 15, 2023
Abu Dhabi royal launches $50B global investment fund

The influence of the Middle East on global markets continues to grow.

By Bloomberg
Single stock and covered call come together in ETF line
INVESTING ETFS SEP 14, 2023
Single stock and covered call come together in ETF line

Advisors reflect on effectiveness of 'volatility buffer' covered-call ETFs, with few single-stock versions available.

By Emile Hallez
You and your acronyms: Will a new designation join a long list of financial advisor titles?
RIAS PRACTICE MANAGEMENT SEP 14, 2023
You and your acronyms: Will a new designation join a long list of financial advisor titles?

The M2SD designation was launched in November 2022. Will advisors gravitate to it like they have the CFP and other titles?

By Gregg Greenberg