Investing

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ETFS OCT 23, 2017
Merrill Lynch fined $45.5 million for failing to report trades

Bank of America unit omitted two years' worth of transactions, incurring a U.K. penalty under European markets regulations.

By Bloomberg
MUTUAL FUNDS OCT 23, 2017
TD Ameritrade triples time before it charges fees on popular ETFs

Extending free trading of Vanguard and iShare ETFs to January.

By Jeff Benjamin
RIAS OCT 21, 2017
T. Rowe Price steps up its game to serve financial advisers

The Baltimore-based mutual fund giant is more aggressively targeting financial advisers with a beefed-up wholesale crew and placement on custodial platforms.

By John Waggoner
ALTERNATIVES OCT 20, 2017
Wealthy families are winning deals away from private equity

Families, once seen as slow and inexperienced investors, have changed in the past few years.

By Bloomberg
State Street cuts fees, renames 15 ETFs
MUTUAL FUNDS OCT 19, 2017
State Street cuts fees, renames 15 ETFs

Reductions range from 5 basis points to 48.

By InvestmentNews
ALTERNATIVES OCT 19, 2017
The Philosophy of Goal-based Investment Planning

By Dr.MichaelFinkeCFP
FINTECH OCT 18, 2017
EquBot launching first ever ETF to use artificial intelligence

The program will parse regulatory filings and more than a million news stories to establish a portfolio of 30 to 70 stocks.

By Bloomberg
RIAS OCT 18, 2017
Private equity eyes advisory firms, but at what cost?

Some executives warn private capital could be disruptive for advisers, others welcome them as valuable partners

By Greg Iacurci
FIXED INCOME OCT 18, 2017
Why are investors still flocking to bonds?

Two hints: They're getting older and still feel the burn from bear-markets past.

By John Waggoner
Trump-inspired funds bring political twist to ETF market
MUTUAL FUNDS OCT 18, 2017
Trump-inspired funds bring political twist to ETF market

The actively managed EventShares funds aim to track Republican, Democratic policies.

By Bloomberg
ALTERNATIVES OCT 17, 2017
Private-equity giants start targeting wealthy advisory clients

Blackstone has focused on investors with $5 million in assets while Carlyle has partnered with OppenheimerFunds to reach individuals seeking higher yields.

By Bloomberg
MUTUAL FUNDS OCT 16, 2017
State Street cuts fees, renames 15 ETFs

Reductions range from five to 48 basis points and three funds will track new indexes.

By InvestmentNews
MUTUAL FUNDS OCT 16, 2017
TD Ameritrade to bolster lineup of commission-free ETFs

TD Ameritrade has expanded its commission-free exchange-traded funds platform to 296 from 100, effective Oct. 17.

By InvestmentNews
EQUITIES OCT 16, 2017
Hedging stock risk can hedge your business, too

A bear market increases the odds not only of portfolio loss, but loss of clients.

By John Waggoner
ETFS OCT 12, 2017
DOL fiduciary rule, along with two other regs, could be a boon for ETFs

Passive investments, already eating away at active managers' assets, are getting another boost.

By Bloomberg
FIXED INCOME OCT 12, 2017
Why your portfolio may have too much equity risk (Hint: It's your bonds)

Eradicating duration from bond sleeves can create challenges portfolios can't address.

By Patrick Nolan
MUTUAL FUNDS OCT 11, 2017
Smart-beta ETFs take in billions in new assets

So far this year, such funds have garnered $37.6 billion in net new cash

By John Waggoner
FINTECH OCT 10, 2017
Oranj launches 'free' financial platform as way to lower client costs

MAX platform offers access to products from BlackRock, Morningstar, Direxion and others.

By InvestmentNews
MUTUAL FUNDS OCT 06, 2017
Pimco and Goldman lead push for bond ETF flexibility

Approval for global bond-linked index funds would put them on same footing as ETF pioneers Vanguard and BlackRock.

By Bloomberg
MUTUAL FUNDS OCT 06, 2017
Look for big improvement in funds' 10-year record

Bear market marches into history, making funds that survived the decade seem great on paper.

By John Waggoner