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NYSE, Nasdaq and Bats want to address four goals, with an emphasis on reducing and improving procedures around trading halts.
Leaning on technology to streamline the process.
Big contrast with gloomy forecasts from BlackRock, State Street Global Advisers and TIAA.
Agency's Advisory Committee on Small and Emerging Companies wants people with a Series 7, 65 or 82, or a CFA, to be eligible to buy unregistered securities.
Investors continue to ignore market hedging strategies.
The REITs are paying distributions to shareholders that exceed cash flow, in some cases by a wide margin.
Massachusetts securities regulator says agents for six B-Ds and an RIA submitted unauthorized proxy votes for nontraded REITs controlled by a Nicholas Schorsch firm.
Move would generate fees and income from 20-year management agreements.
ETFs convey substantial benefits to investors while providing liquidity to our markets
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Most traditional IRA investors start with rollovers.
UDF IV also has suspended distributions to shareholders.
Forget 10%, the firm's new business development company has a hard cap on fees and commissions at 8.95% of gross offering proceeds.
The real estate investment trust will seek to sell its assets and return the proceeds to shareholders, pay off its debt and delist from the New York Stock Exchange.
Ms. Baha died Sunday at the University of Virginia Medical Center in Charlottesville, Virginia, after she was struck by a car while crossing a street.
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