Investing

Displaying 16874 results
MUTUAL FUNDS JAN 05, 2017
The long and short of long-short funds

Make sure you know what you're getting before you take a ride.

By John Waggoner
ALTERNATIVES JAN 05, 2017
Smart-beta returns track their Morningstar categories

A few are just a bit smarter than the average.

By John Waggoner
LIFE INSURANCE AND ANNUITIES JAN 04, 2017
Office of Management and Budget reviewing proposed exemption under DOL fiduciary rule for some indexed annuity distributors

Some indexed annuity distributors are poised to get a shot in the arm from the proposal, which would make it easier for independent agents to sell the annuities under the rule.

By Greg Iacurci
Elizabeth Warren investigating sales of Prudential insurance policies by Wells Fargo
LIFE INSURANCE AND ANNUITIES JAN 04, 2017
Elizabeth Warren investigating sales of Prudential insurance policies by Wells Fargo

The Massachusetts senator and Rep. Elijah Cummings have asked the insurance company's CEO for information on sales of term life insurance through Wells Fargo.

By Greg Iacurci
Complaints surface at Finra over buffer annuities
LIFE INSURANCE AND ANNUITIES JAN 03, 2017
Complaints surface at Finra over buffer annuities

Regulator says new type of VA is highly complex and uses structured products — not mutual funds — in the sub account as the underlying investment.

By Bruce Kelly
Brace for thousands of new DOL fiduciary-friendly mutual fund share classes
MUTUAL FUNDS JAN 03, 2017
Brace for thousands of new DOL fiduciary-friendly mutual fund share classes

New T shares would feature a uniform 2.5% front-end load and a 0.25% trailing 12-b(1) fee.

By John Waggoner
UBS loses $18 million arbitration award over Puerto Rico closed-end bond funds
FIXED INCOME DEC 28, 2016
UBS loses $18 million arbitration award over Puerto Rico closed-end bond funds

Largest award to date as investors seek to recoup funds lost investing in public projects on the Caribbean island.

By Bruce Kelly
Troubled Texas REIT sends confusing signals to shareholders
ALTERNATIVES DEC 27, 2016
Troubled Texas REIT sends confusing signals to shareholders

Shareholders of United Development Funds, which hasn't filed financial reports for more than a year, are in a state of limbo, according to a plaintiff's attorney.

By Bruce Kelly
Nontraded BDC sales sink like a stone in 2016
ALTERNATIVES DEC 27, 2016
Nontraded BDC sales sink like a stone in 2016

Regulation, performance and market forces have combined to curtail fundraising this year.

By Bruce Kelly
Small broker-dealer owner settles with Finra over allegations of concentrating clients in illiquid alts
ALTERNATIVES DEC 27, 2016
Small broker-dealer owner settles with Finra over allegations of concentrating clients in illiquid alts

Jason Vanclef was also accused of promoting his business through a book he had written that the regulator said made false claims about alternative investments

By Bruce Kelly
Leveraging portfolios to take advantage of Donald Trump's policies
EQUITIES DEC 27, 2016
Leveraging portfolios to take advantage of Donald Trump's policies

Biotech, healthcare, banks and energy look to benefit.

By Jeff Benjamin
REIT investors brace for a December rate hike
EQUITIES DEC 27, 2016
REIT investors brace for a December rate hike

Riding out the short term for the longer-term upside.

By Jeff Benjamin
Can Pimco's new CEO escape the shadow of Bill Gross?
EQUITIES DEC 27, 2016
Can Pimco's new CEO escape the shadow of Bill Gross?

Pacific Investment Management Co. turns to outsider Manny Roman, who revived Man Group, the world's largest hedge fund.

By Bloomberg
Stocks versus bonds: Which best help meet retirement goals?
EQUITIES DEC 22, 2016
Stocks versus bonds: Which best help meet retirement goals?

The asset-side case for stocks is unambiguous, though most people think that bonds hedge human capital better than stocks.

By Sebastien Page and James Tzitzouris
EMERGING MARKETS DEC 20, 2016
Top emerging markets for investors in 2017

All things Russian and Indian are popular, as are Brazilian corporate bonds and Mexico's cheap peso.

By Bloomberg
MUTUAL FUNDS DEC 19, 2016
Research Affiliates' Rob Arnott: 3 reasons you should throw your hat into the emerging-markets' ring

Value, currency and momentum favor the category.

By John Waggoner
Calamos Asset Management to be taken private by its owner
MUTUAL FUNDS DEC 19, 2016
Calamos Asset Management to be taken private by its owner

The company, which manages money through Calamos Investments, reached an agreement to be acquired by two executives for $8.25 a share in cash.

By Lynne Marek
RETIREMENT PLANNING DEC 16, 2016
Natixis launching 401(k) market's first ESG-focused target-date mutual funds

The funds seek to capitalize on the growing popularity of environmental, social and corporate governance investing, and help diversify in an increasingly competitive TDF market.

By Greg Iacurci
MUTUAL FUNDS DEC 16, 2016
Managed futures funds gaining traction among advisers

Experiencing poor performance of late, the investment serves as a useful hedge against stock, bond downturns.

By John Waggoner
LIFE INSURANCE AND ANNUITIES DEC 16, 2016
Have indexed annuities become too complicated?

The emergence of several "exotic" indices within indexed annuity contracts have arguably made these products more complex than they need to be.

By Greg Iacurci