Investing

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EQUITIES JUL 21, 2015
Tech stock rally knocked cold

<i>Breakfast with Benjamin:</i> Earnings season started out strong but weak numbers from bellwethers like Apple are slamming the brakes on the market's rally. Buckle up.

By Jeff Benjamin
Making sure the ETF you buy is the one you need
ETFS JUL 21, 2015
Making sure the ETF you buy is the one you need

The myriad of options now available in the market makes choosing the right ETFs a challenge, particularly for complex portfolios.

By Scott Kubie
S&P 500 stocks give advisers sinking feeling as 'buy the dip' stops paying out
EQUITIES JUL 21, 2015
S&P 500 stocks give advisers sinking feeling as 'buy the dip' stops paying out

It's not that there are fewer decreases in U.S. equities &amp;mdash; it's that declines have gotten longer, averaging almost two days, and the rebounds are weakening.

By Bloomberg
Inside the S&P 500: Adds, drops and tall tales
EQUITIES JUL 21, 2015
Inside the S&P 500: Adds, drops and tall tales

The idea that one could profit from buying a stock as soon as possible after its addition to an index is announced, then selling it when it enters the index is tempting.

By David Blitzer
Liquidity in bond ETFs: The real story
ETFS JUL 20, 2015
Liquidity in bond ETFs: The real story

Past patterns show that Carl Icahn's worries about havoc in the market are not grounded in fact.

By Todd Rosenbluth
Lynn Tilton, the "Wonder Woman of Wall Street," goes from corporate savior to SEC target
ALTERNATIVES JUL 20, 2015
Lynn Tilton, the "Wonder Woman of Wall Street," goes from corporate savior to SEC target

Agency claims private equity maven defrauded investors, breached fiduciary duty. She says action is illegal and she's out to save companies, jobs.

By Bloomberg
Carl Icahn vs. Larry Fink: Should advisers fear junk bonds?
ETFS JUL 20, 2015
Carl Icahn vs. Larry Fink: Should advisers fear junk bonds?

Legendary activist investor sounds the alarm while BlackRock CEO pushes back.

By Jeff Benjamin
Hedge fund specialist SkyBridge pushes back against liquid alts trend
EQUITIES JUL 20, 2015
Hedge fund specialist SkyBridge pushes back against liquid alts trend

Liquidity, performance concerns and business conflict cause the expanding hedge-fund firm to take a more traditional approach to mutual funds.

By Trevor Hunnicutt
Broker-dealers face administrative hurdles in rollout of QLAC annuity
RETIREMENT PLANNING JUL 20, 2015
Broker-dealers face administrative hurdles in rollout of QLAC annuity

Confusion remains over who ensures the contract purchase meets Treasury's guidelines.

By Darla Mercado
Goldman pares down liquid alts, presses Morningstar to follow suit
EQUITIES JUL 17, 2015
Goldman pares down liquid alts, presses Morningstar to follow suit

The key is bringing liquid alts more in line with hedge fund strategies

By Jeff Benjamin
Wells Fargo, Raymond James, LPL to repay investors more than $30 million for mutual fund overcharges
PRACTICE MANAGEMENT JUL 17, 2015
Wells Fargo, Raymond James, LPL to repay investors more than $30 million for mutual fund overcharges

Finra says Wells Fargo, Raymond James and LPL self-reported their failures to waive sales loads for Class A shares for retirement accounts and charities.

By Mark Schoeff Jr.
ALTERNATIVES JUL 16, 2015
Bank of America tells advisers to pull client money from John Paulson's hedge funds

Memo cites concern over illiquid investments and elevated volatility in manager's Advantage Fund.

By Bloomberg
Capital Group parent names Armour chairman, replacing Rothenberg
MUTUAL FUNDS JUL 16, 2015
Capital Group parent names Armour chairman, replacing Rothenberg

32-year veteran of the $1.25 billion money manager is a champion of active management.

By Bloomberg
With high-yield ETFs, costs can be hidden
ETFS JUL 16, 2015
With high-yield ETFs, costs can be hidden

Investors who see ETFs as an easy and inexpensive way to tap into the high-yield market should look again.

By Gershon Distenfeld
INDEPENDENT BROKER DEALERS JUL 16, 2015
Edward Jones continues push into proprietary funds

Brokerage giant is expanding its lineup of proprietary mutual funds for its 12,000 brokers and financial advisers a year and a half after the firm launched its first fund.

By Bruce Kelly
Morningstar repeats 'not-ratable' status for Gundlach's DoubleLIne Total Return Bond Fund but can't ignore its success
MUTUAL FUNDS JUL 15, 2015
Morningstar repeats 'not-ratable' status for Gundlach's DoubleLIne Total Return Bond Fund but can't ignore its success

Even though Morningstar, for the second year in a row, has released its analysis dubbing the DoubleLine Total ReturnBond Fund not-ratable, analyst Sarah Bush is unable to get around pointing out that it's pretty good.

By Jeff Benjamin
You know investors are getting nervous when oil becomes a safe-haven play
ALTERNATIVES JUL 15, 2015
You know investors are getting nervous when oil becomes a safe-haven play

<i>Breakfast with Benjamin</i>: Oil stocks are starting to attract investors seeking safety, and that should be cause for concern.

By Jeff Benjamin
ALTERNATIVES JUL 14, 2015
Aberdeen to buy $11.5 billion liquid alts firm Arden Asset Management

Hedge fund-of-funds firm started its first liquid alternatives fund in 2012.

By Bloomberg
9 things companies do during earnings season that investors hate
RETIREMENT PLANNING JUL 14, 2015
9 things companies do during earnings season that investors hate

<i>Breakfast with Benjamin</i>: Some things companies do during earnings season that can really rub investors the wrong way.

By Jeff Benjamin
3 things to consider before pursuing a strategic asset allocation
EQUITIES JUL 14, 2015
3 things to consider before pursuing a strategic asset allocation

Common assumptions that come with investment strategies don't always reflect reality.

By Peter Hecht