Investing

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Great-West, Lincoln Trust jump on plan and participant fee disclosures
LIFE INSURANCE AND ANNUITIES AUG 03, 2011
Great-West, Lincoln Trust jump on plan and participant fee disclosures

Lincoln Trust and Great-West claim the Labor Department's disclosure rules don't go far enough when it comes to fixed general account fees for insurers.

By Darla Mercado
The buck stops fear? Treasury-wary advisers should consider cash
FIXED INCOME AUG 03, 2011
The buck stops fear? Treasury-wary advisers should consider cash

Financial advisers might want to consider their options with regard to cash management if for no other reason than peace of mind.

By Jeff Benjamin
ALTERNATIVES AUG 03, 2011
Special report: Alternative investments

Despite a spotty record -- and a market rebound -- investors are pouring money into risk-reducing vehicles.

By Mark Bruno
ALTERNATIVES AUG 03, 2011
Pooling resources creates a wealth of alternative assets

Alternatives are such an integral part of Matrix Wealth Advisors Inc.'s philosophy that the fee-only firm has a pooled fund devoted to the category

By Bloomberg
U.S. debt mess will send investors running to Asia: Mark Mobius
EMERGING MARKETS AUG 01, 2011
U.S. debt mess will send investors running to Asia: Mark Mobius

Currency and stocks should see boost if debt-ceiling is not raised, Templeton boss predicts

By John Goff
Gross says debt debate implications not understood
FIXED INCOME AUG 01, 2011
Gross says debt debate implications not understood

Pimco's Bill Gross said U.S. lawmakers "don't get" the long-term implications of deficit reduction even if a resolution is reached to lift the debt ceiling.

By Doug Cubberley
ALTERNATIVES AUG 01, 2011
Institutional investors going long/short on commodities

By Christine Williamson
ETFS AUG 01, 2011
Flurry of active ETFs expected this year

After waiting for months and in some cases years, fund companies are starting to see progress on their applications to launch actively managed exchange-traded funds, according to several fund executives

By Jessica Toonkel
FIXED INCOME JUL 31, 2011
Dollar bear bets rise to highest since May on debt focus

Aggregate wagers against the greenback rose for the fourth consecutive week, data from the CFTC show.

By Doug Cubberley
MetLife may sell bank to escape Dodd-Frank
LIFE INSURANCE AND ANNUITIES JUL 29, 2011
MetLife may sell bank to escape Dodd-Frank

Stricter regs could hurt carrier's core businesses; MetLife Bank accounts for mere 2% of earnings

By John Goff
Why is MetLife charging into business that others are exiting?
LIFE INSURANCE AND ANNUITIES JUL 29, 2011
Why is MetLife charging into business that others are exiting?

Insurer MetLife moving into the business in a big way, while banks back out. Says one industry consultant: 'They must know something I don't know.'

By John Goff
Insurers may be sitting on $1B in death benefits
LIFE INSURANCE AND ANNUITIES JUL 29, 2011
Insurers may be sitting on $1B in death benefits

Florida insurance commissioner worried carriers spending more energy on collecting premiums than paying out on policies

By John Goff
Insurance cops grill MetLife, Nationwide on death benefits
LIFE INSURANCE AND ANNUITIES JUL 29, 2011
Insurance cops grill MetLife, Nationwide on death benefits

Insurance regulators questioned MetLife Inc. executives today at a hearing in Florida as they sought to understand the insurer's death benefit settlement practices.

By Darla Mercado
Massachusetts suing RBC Capital, rep over leveraged ETF sale
ETFS JUL 28, 2011
Massachusetts suing RBC Capital, rep over leveraged ETF sale

Massachusetts' top securities regulator is suing RBC Capital Markets LLC and one of its former registered representatives over the sale of leveraged exchange-traded funds, saying they sold them to clients who didn't understand how the investments worked.

By Doug Cubberley
EMERGING MARKETS JUL 28, 2011
Biggest China ETF in U.S. rocked

By Bloomberg
EMERGING MARKETS JUL 28, 2011
Go-anywhere funds test advisers' faith

By Jessica Toonkel
FINTECH JUL 27, 2011
Raymond James to launch annuity matchmaking tool

New software tool will help advisers scan for the best variable annuity option for a client.

By Darla Mercado
ETFS JUL 27, 2011
Mass. blasts RBC for ETF sales

Addressing an issue that many thought had been resolved several years ago, Massachusetts last week filed an administrative complaint against RBC Capital Markets LLC and one of its former brokers, Michael Zukowski, for “dishonest practices in selling leveraged and inverse leveraged ETFs"

By Andrew Osterland
RETIREMENT PLANNING JUL 27, 2011
Top-rated states face credit downgrade

Moody's places five Aaa issuers under review for possible downgrades. The reason? The states are vulnerable to cuts in federal spending, the rating agency says.

By John Goff
Merrill hit for $880K arbitration award
EQUITIES JUL 27, 2011
Merrill hit for $880K arbitration award

Clients of a prominent Bank of America Merrill Lynch broker have won an $880,000 arbitration award against the firm.

By Dan Jamieson